Accreditation options: Understanding the Center for Improvement in Healthcare Quality

The newest hospital accreditation option is the Center for Improvement in Healthcare Quality. Originally formed in 1999 as a privately owned consulting firm, CIHQ is a membership organization with over 280 hospitals across the United States.

It received deeming authority from CMS in July 2013 to survey acute-care hospitals. In the future, they will undergo the application process for critical access hospitals, home health, etc.

CIHQ's mission is to "create a regulatory environment that evaluates healthcare organizations to effectively deliver safe, quality patient care," The organization's fundamental belief is that the purpose of a deemed status organization is to assure that patients receive care in a safe environment by an organization that complies with the minimum standards set forth by the federal government.

Originally composed of two divisions (consultation and professional certification), the accreditation division was created in 2013. As CMS began to re-emerge as a dominant force in hospital accreditation environment, CIHQ saw a need for an accreditation organization to help hospitals be successful in the CMS certification process and provide an effective voice for their members in helping to shape the regulatory environment in which they work.

At the time of publication, 27 hospitals have attained CIHQ accreditation. CIHQ also offers certification in the disease management programs for primary stroke centers, heart failure, and hip and knee replacement surgery as well as certification as centers of excellence for rehabilitation care and long-term acute care.

The standards
CIHQ's standards are primarily (about 95 percent) based on CMS' Conditions of Participations. There are some additional requirements related to key patient safety and quality of care concerns. The 28 chapters closely resemble the names of the chapters in the CoPs.

The survey process
CIHQ surveys all services and sites that are listed on the hospital's cost report and fall under the hospital's provider number. CIHQ differs from some of the other accrediting organizations in that they do not require a hospital to undergo a survey for any component that does not fall under the hospital's provider number. CIHQ performs two types of surveys: full and focused.

Full surveys include the initial survey and the triennial survey. Both surveys are unannounced. The initial survey is conducted within four months of receipt of the hospital's application. The triennial survey is conducted between months 34-36. Usually, a full survey consists of two or three surveyors, including at least one registered nurse and one facilities specialist. The length of the survey varies from two to four days depending on the size and complexity of the organization. A typical survey includes a combination of CMS survey procedures with tracer methodology; a review of documents; visits to patient care and support service area — all of the sites where anesthesia and sedation are administered will be surveyed and a sample of outpatient services will be visited; a building tour; and a review of credentials and personnel files. CIHQ does not hold interview sessions with large groups of people or committees.

Focused surveys consist of mid-cycle, complaint and follow-up surveys. All surveys are unannounced. The mid-cycle survey occurs around the 18th month. Generally, it is a one-day survey conducted by one surveyor to assess the hospital's compliance with any new regulations that have been published since the hospital's initial or triennial survey. Larger hospitals may have two surveyors for a one-day visit. CIHQ will investigate any complaints submitted to them. While most complaints can be handled via correspondence, an on-site survey may be conducted if the complaint is serious. If the hospital sustained a condition-level finding or if there was an immediate threat to health and safety deficiency, a follow-up survey will be conducted. Note that a full re-survey will occur if these findings were present during the initial survey. The only expense to the organization is travel costs, as CIHQ does not charge survey fees for focused surveys.

Standards are scored as pass/fail using CMS' three levels of deficiencies:

  • Standard-level (non-compliance with one or more standards);
  • Condition-level (non-compliance with one or more standards that would substantially limit an organization's capacity to furnish adequate care or which would jeopardize or adversely affect the health or safety of patient if the deficiency recurred); and
  • Immediate threat to health and safety (a situation where non-compliance with one or more standards/CMS requirements has caused, or is likely to cause, serious injury, harm, impairment or death to a patient).

Accreditation status is awarded as "accredited," "accreditation at risk" (violation of key CIHQ policies or survey requirements), or "accreditation withdrawn or denied" (failure to address the accreditation at risk issue, failure to pay accreditation fees or refusal to permit CIHQ to conduct a survey or provide necessary information).

CIHQ follows the "10 and 10 methodology" for sending the final report to the organization within 10 business days and requiring an acceptable corrective action plan for all deficiencies within 10 calendar days of posting of the final report. Note that an acceptable CAP for an immediate threat to health and safety deficiency requires submission within 72 hours. CIHQ has specific electronic forms to guide the organization in writing its CAP. Generally, the maximum time frame for completion of the CAP is 45 calendar days from the last day of the survey (standard-level deficiencies), 30 calendar days (condition-level deficiencies) and 10 calendar days (immediate threat to health and safety deficiencies).

Senior CIHQ staff review the CAP and notify the organization in writing if the plan is acceptable (no further action required) or unacceptable. If the plan is unacceptable, CIHQ staff will explain why and what modifications need to be made. The organization will then submit a second CAP within seven calendar days. If the CAP is unacceptable, the organization will have a third and final opportunity to submit an acceptable CAP within five calendar days. If the third plan is unacceptable, the accreditation status will be changed to "accreditation at risk." Either a full or focused follow-up survey will be conducted to validate implementation of the CAP for any condition-level deficiencies.

Benefits
The following resources are available at no additional charge to CIHQ accredited organizations:

  • Access to standards and survey procedures (survey activities guide)
  • Monthly audio conferences regarding survey procedures with time for Q&A
  • Template policies, forms, staff training aides and other documentation tools to assist in compliance efforts
  • Attendance for two at the CIHQ Annual Accreditation & Quality Summit; organization pays only travel expenses
  • Access to a web-based reference library with links to healthcare regulations
  • Notification of changes in standards and CMS regulations
  • Access to in-house panel of consultant experts for CIHQ or CMS standards interpretation

Costs
Full surveys are paid in three installments based on an annual fee schedule, which includes surveyor travel expenses. Pricing is based on the number of licensed beds, the length of the survey, the number of surveyors and the number of sites providing anesthesia services. CIHQ asserts that their prices are competitive with other accrediting organizations. There are no surveys fees for focused surveys — only travel expenses are billed to the organization.

For hospitals seeking deemed status by an accrediting organization that closely follows the CoPs, CIHQ offers a convincing option.

You can also learn more by reading the remainder of the “Accreditation Options” series, the next article of which will explore the oft-forgotten option of forgoing an accrediting agency and relying upon state inspections. Or, read the previous installments on “Accreditation Options,” which have explored accreditation as a strategic choice and describe other accreditation choices: Healthcare Facilities Accreditation Program, The Joint Commission and Det Norske Veritas Healthcare.

Victoria Fennel has more than 20 years of healthcare leadership experience. She has spent the majority of her career in nursing leadership roles and brings expertise in evidence-based practice, nursing education, quality management, performance improvement, accreditation, risk management, patient safety and patient-centered care. As director of accreditation and clinical compliance for Compass Clinical Consulting, she manages the quality of accreditation and compliance engagements and directs client education and advisement.


 

 

 

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